Compliance Link

Use automated systems to detect non-compliance in real-time.

Make policies easy for all employees to find and understand. 4. Assign Responsibility (Governance) Compliance

Designate a Compliance Officer or committee to oversee initiatives. Use automated systems to detect non-compliance in real-time

Pinpoint where your business is most exposed to compliance failures. Rank Risks: Evaluate risks based on likelihood and impact. Compliance

Make training mandatory and document participation. 6. Monitor and Audit

Regularly test controls to ensure they are working as intended. Your Comprehensive Guide to Regulatory Compliance.